Disclosures & Compliance
Committed to the highest standards of transparency and regulatory adherence. All disclosures are maintained in accordance with SEBI guidelines.
SEBI Registration
Buoyant Capital is registered with the Securities and Exchange Board of India as a Portfolio Manager and Alternative Investment Fund Manager.
Buoyant Capital Private Limited
- SEBI Registration No.
- INP000005000
- Validity
- 1st February 2016 – Perpetual
- Principal Officer & Fund Manager
- Mr. Sachin Ramanlal Khivasara
- Services
- Discretionary, Non-Discretionary and Advisory
- Investment Approaches
- Buoyant Opportunities PMS, Buoyant Opportunities NDPMS, Buoyant All-Weather PMS, Buoyant Liquid PMS
Buoyant Capital AIF
- SEBI Registration No.
- IN/AIF3/22-23/1125
- Validity
- September 02, 2022 – Perpetual
- Category
- Category III AIF (Open ended fund)
- Investment Manager & Sponsor
- Buoyant Capital Private Limited
- Trustee
- MITCON Credentia Trusteeship Services Limited
- Schemes
- Buoyant Opportunities Strategy (Nov 2022)
Buoyant Opportunities Strategy-II (Mar 2025)
Buoyant Opportunities Strategy-III (Feb 2026)
Buoyant Opportunities Strategy-Large value fund (May 2026)
Buoyant Opportunities Strategy-IV (Jul 2026)
Regulatory Disclosures
Key documents mandated by SEBI, organised by regulatory category for easy reference.
PMS (Portfolio Management Services) Disclosures
Statutory disclosures and client-facing documents filed under the SEBI (Portfolio Managers) Regulations.
PMS Disclosure Document
PDF DocumentInvestor Charter PMS
PDF DocumentClient Level Segregation Certificate under PMS IA
PDF DocumentGeneral Disclosures & Statutory Frameworks
Firm-wide disclosures, disclaimers, and frameworks maintained under prevailing regulatory directives.
Investor Grievance & Protection
Mechanisms, SOPs and authorised channels mandated under SEBI investor-protection circulars.
Complaint Policy
PDF DocumentSOP for Centralised Mechanism to Report Demise of an Investor
PDF DocumentOfficial Social Media Handles
PDF DocumentPolicies & Governance
Internal governance, corporate social responsibility and user-facing website policies.
Grievance Redressal
Our escalation framework ensures timely and transparent resolution of investor grievances at every level.
Client Servicing
For general queries, account information, and service requests.
care@buoyantcap.com+91-22-6931-9999
Compliance Department
For unresolved complaints and regulatory matters.
compliance@buoyantcap.com+91-22-6931-9912
In case the Investors are unsatisfied or have not received a reply within 10 business days of writing the complaint, the investor may reach out to the head of the Compliance department at compliance@buoyantcap.com / care@buoyantcap.com. The Investor can expect a reply within 10 business days of approaching the Compliance department.
In case an Investor is still not satisfied with the response, grievance can be lodged with SEBI at SCORES 2.0 or one may also write to any of the offices of SEBI or contact SEBI Office on Toll Free Helpline at 1800 266 7575 / 1800 22 7575.
The complaint shall be lodged on SCORES within one year from the date of cause of action, where:
Alternatively, Investor may use SCORES 2.0 to submit the complaint or grievance directly to Buoyant for resolution.
Buoyant shall endeavour to redress the Investor complaint(s) within 21 days without any intervention of SEBI, failing which the complaint shall be registered on SCORES. It is mandatory for the Investor having grievance to take up the matter directly with Buoyant.
SCORES 2.0 may be accessed through the mobile application as well: Google Play | App Store
If the investor is not satisfied with the extent of redressal, there is a one-time option for ‘Complaint Review Facility’ which can be exercised within 15 days from the date of closure of the complaint on SCORES. Thereafter, the complaint shall be escalated to the supervising official of the dealing officer of SEBI.
After exhausting all aforementioned options, if the client is not satisfied, they can initiate dispute resolution through the Online Dispute Resolution Portal (ODR). Alternatively, the client can directly initiate dispute resolution through the ODR Portal if the grievance is not satisfactorily resolved at any stage of escalation.
The dispute resolution through the ODR Portal can be initiated when the complaint/dispute is not under consideration in SCORES guidelines or not pending before any arbitral process, court, tribunal or consumer forum or are non-arbitrable in terms of Indian law.
Master Circular for Online Dispute Resolution in the Indian Securities Market
| Sr. No. | Financial Year | Compliance Audit Status | Remarks |
|---|---|---|---|
| 1 | FY 2022-23 | Conducted within the Regulatory Timelines | Nil |
| 2 | FY 2023-24 | Conducted within the Regulatory Timelines | Nil |
| 3 | FY 2024-25 | Conducted within the Regulatory Timelines | Nil |
| 4 | FY 2025-26 | Will be conducted within the Regulatory Timelines | Nil |
POSH Internal Committee
Constituted under the Sexual Harassment of Women at Workplace (Prevention, Prohibition & Redressal) Act, 2013 (POSH Act).
Buoyant Capital is committed to providing a safe, respectful, and harassment-free workplace for all employees. The Internal Committee (IC) constituted below is entrusted with the receipt and redressal of complaints relating to sexual harassment at the workplace.
Standard Warning: Investment in securities market are subject to market risks. Read all the related documents carefully before investing.