Our Disclosures

Our Disclosures

Redressal Of Grievances

Investors can seek clarifications to their queries and are further entitled to make a complaint via any of the following channels

It is mandatory for the Investor having grievance to take up the matter directly with Buoyant.

In case the Investors are unsatisfied or haven’t received a reply within 10 business days of writing the complaint, the investor may reach out to the Compliance department at compliance@buoyantcap.com.

The Investor can expect a reply within 10 business days of approaching the Compliance department.

While, the Portfolio Manager shall endeavour to follow the internal deadline as mentioned above, it shall take adequate steps for redressal of grievances of the investors not later than twenty-one calendar days from the date of the receipt of the complaint.

In case an Investor is still not satisfied with the response, grievance can be lodged with SEBI at https://scores.gov.in/scores/Welcome.html or one may also write to any of the offices of SEBI or contact SEBI Office on Toll Free Helpline at 1800 266 7575/ 1800 22 7575. The complaint shall be lodged on SCORES within one year from the date of cause of action, where,

  • The complainant has approached Buoyant, for redressal of the complaint and,
  • Buoyant has rejected the complaint or,
  • The complainant has not received any communication from Buoyant or,
  • The complainant is not satisfied with the reply received or the redressal action taken by Buoyant.

SCORES may be accessed through SCORES mobile application as well, same can be downloaded from below link:
https://play.google.com/store/apps/details?id=com.ionicframework.sebi236330
https://apps.apple.com/in/app/sebiscores/id1493257302

If the investor is not satisfied with the extent of redressal of grievance by Buoyant, there is a one-time option for ‘Compliant review Facility’ of the extent of the redressal, which can be exercised within 15 days from the date of closure of the complaint on SCORES. Thereafter, the complaint shall be escalated to the supervising official of the dealing officer of SEBI.

After exhausting all aforementioned options for resolution, if the client is not satisfied, they can initiate dispute resolution through the Online Dispute Resolution Portal (ODR) at https://smartodr.in/login.

Alternatively, the client can directly initiate dispute resolution through the ODR Portal if the grievance lodged with the Portfolio Manager is not satisfactorily resolved or at any stage of the subsequent escalations mentioned above.

The dispute resolution through the ODR Portal can be initiated when the complaint/dispute is not under consideration in SCOREs guidelines or not pending before any arbitral process, court, tribunal or consumer forum or are non-arbitrable in terms of Indian law.

Master Circular for Online Dispute Resolution: SEBI | Online Resolution of Disputes in the Indian Securities Market

Annual Compliance Audit under IA

Sr. No. Financial Year Compliance Audit Status Remarks, if any
1 FY 2022-23 Conducted within the Regulatory Timelines Nil

Direct onboarding under PMS

As per SEBI (Portfolio Managers) Regulations, 2020 and Circulars issued thereunder, clients shall have an option to be on-boarded directly by the Portfolio Manager without intermediation of persons engaged in distribution services. For more details about the Portfolio Manager and Direct on-boarding option, you may contact us on care@buoyantcap.com .