Our Disclosures
April 25, 2023 2026-04-28 6:23Our Disclosures
SEBI Registrations
SEBI registered names and registration numbers of Buoyant Capital Private Limited, disclosed in compliance with applicable SEBI regulations.
Registration Details of PMS
Name of the Portfolio Manager:
Buoyant Capital Private Limited
SEBI Reg. No.:
INP000005000
Registration Details of AIF
Name of Trust:
Buoyant Capital AIF
SEBI Registration No.:
IN/AIF3/22-23/1125
Category of AIF:
Category III Alternative Investment Funds (“Open ended fund”)
Name of the Investment Manager and Sponsor:
Buoyant Capital Private Limited
BOS
Name of Scheme:
Buoyant Opportunities Strategy
Date of first close:
19th November 2022
BOS-II
Name of Scheme:
Buoyant Opportunities Strategy-II
Date of first close:
31st March 2025
BOS-III
Name of Scheme:
Buoyant Opportunities Strategy-III
Date of first close:
15th February 2026
Statutory Details under Investment Adviser (IA)
Name of the Investment Adviser:
Buoyant Capital Investment Advisers
SEBI Registration number:
INA000016995
Our Disclosures
PMS Disclosure Document
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RIA Disclosure Document
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Disclaimer
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Stewardship Code
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Investor Charter — RIA
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Investor Charter — PMS
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Client Level Segregation Certificate — RIA
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Client Level Segregation Certificate — PMS IA
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Escalation Matrix under RIA
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Accredited Investor Framework
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CSR Policy
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Complaint Policy
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SOP for Centralised Mechanism to Report the Demise of an Investor
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Redressal Of Grievances
Reach Out to Buoyant
Investors can seek clarifications to their queries and are further entitled to make a complaint via any of the following channels:
Postal Address
B-3501, Kohinoor Square,
N C Kelkar Marg, Dadar West,
Mumbai, Maharashtra 400028
N C Kelkar Marg, Dadar West,
Mumbai, Maharashtra 400028
In case the Investors are unsatisfied or haven’t received a reply within 10 business days of writing the complaint, the investor may reach out to the head of the Compliance department at compliance@buoyantcap.com / care@buoyantcap.com. The Investor can expect a reply within 10 business days of approaching the Compliance department.
Lodging a Complaint with SEBI — SCORES 2.0
In case an Investor is still not satisfied with the response, grievance can be lodged with SEBI at SCORES 2.0 scores.sebi.gov.in/scores-home or one may also write to any of the offices of SEBI or contact SEBI Office on Toll Free Helpline at 1800 266 7575 / 1800 22 7575.
The complaint shall be lodged on SCORES within one year from the date of cause of action, where:
- The complainant has approached Buoyant for redressal of the complaint, and
- Buoyant has rejected the complaint, or
- The complainant has not received any communication from Buoyant, or
- The complainant is not satisfied with the reply received or the redressal action taken by Buoyant.
Alternatively, Investor may use SCORES 2.0 (scores.sebi.gov.in/scores-home) to submit the complaint or grievance directly to Buoyant for resolution.
Buoyant shall endeavour to redress the Investor complaint(s) within 21 days without any intervention of SEBI, failing which the complaint shall be registered on SCORES. It is mandatory for the Investor having grievance to take up the matter directly with Buoyant.
SCORES 2.0 Mobile Application
SCORES 2.0 may be accessed through the SCORES 2.0 mobile application. Download links:
Complaint Review Facility
If the investor is not satisfied with the extent of redressal of grievance by Buoyant, there is a one-time option for ‘Complaint Review Facility’ of the extent of the redressal, which can be exercised within 15 days from the date of closure of the complaint on SCORES. Thereafter, the complaint shall be escalated to the supervising official of the dealing officer of SEBI.
Online Dispute Resolution (ODR)
After exhausting all aforementioned options for resolution, if the client is not satisfied, they can initiate dispute resolution through the Online Dispute Resolution Portal (ODR) at smartodr.in/login.
Alternatively, the client can directly initiate dispute resolution through the ODR Portal if the grievance lodged with the Portfolio Manager is not satisfactorily resolved or at any stage of the subsequent escalations mentioned above.
The dispute resolution through the ODR Portal can be initiated when the complaint/dispute is not under consideration in SCORES guidelines or not pending before any arbitral process, court, tribunal or consumer forum or are non-arbitrable in terms of Indian law.
Master Circular for Online Dispute Resolution: SEBI 2.0 — Master Circular for Online Resolution of Disputes in the Indian Securities Market →
Grievance Redressal Officer
Stewardship Report under AIF
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Stewardship Compliance Report — FY 2024–25
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Direct Onboarding under PMS
As per SEBI (Portfolio Managers) Regulations, 2020 and Circulars issued thereunder, clients shall have an option to be on-boarded directly by the Portfolio Manager without intermediation of persons engaged in distribution services. For more details about the Portfolio Manager and Direct on-boarding option, you may contact us at care@buoyantcap.com.
Annual Compliance Audit under IA
| Sr. No. | Financial Year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
| 1 | FY 2022–23 | Conducted within the Regulatory Timelines | Nil |
| 2 | FY 2023–24 | Conducted within the Regulatory Timelines | Nil |
| 3 | FY 2024–25 | Conducted within the Regulatory Timelines | Nil |
| 4 | FY 2025–26 | Will be conducted within the Regulatory Timelines | Nil |